Sorabji’s
third argument against my dating of the Phaedrus
is concise: ‘Dialectic is treated as involving division, and both are handled
in the manner of the late works, Sophist,
Statesman and Philebus. The treatment of dialectic in the early works does not
bring in collecting, analysing and dividing.’
***
In the Phaedrus, dialectic is not introduced as
a method with which Socrates is about to discover the nature of love; it is
introduced in retrospect: ‘For the most part I think (Emoi men phainetai ta men alla) our festal hymn has really been
just a festive entertainment (tộ onti
paidiậ pepaisthai); but we did casually allude to a certain pair of
procedures (toutôn de tinôn ek tuchês
rêthentôn duoin eidoin), and it would be very agreeable if we could seize
their significance in a scientific fashion (ei
autoin tên dunamin technệ labein dunaito tis, uk achari).’ (265c8-d1, tr.
from the Phaedrus are Hackforth’s)
Socrates
means by the ‘two procedures’ (duoin
eidoin, ‘two forms’) Collection and Division. Hackforth notes ad loc.: ‘The casual allusion’ is
probably to be found at 265 A-B, where manian
tina ephêsamen einai implies Collection and manias eidê duo Division.’ If this is so, then Sorabji appears to
be wrong when he says that ‘the treatment of dialectic in the early works does
not bring in collecting’; any dialogue of Plato in which Socrates attempts to
define something comprises as much Collection as this.
Hackforth in
his note goes on to say: ‘Or the reference may be to the original passages in
the first and second speeches of Socrates where the two procedures first come
into view, viz. 237 D ff. and 244 A ff.’ (Hackforth, op. cit. in my previous posts) But these passages only underline
the fact that the kind of Collection, which can be found in Socrates’ two
speeches, can be found in any dialogue of Plato.
237 D ff.
refers to Socrates’ first speech, in which he defines erôs: ‘We ought to agree upon a definition of love which shows its
nature and its effects (peri erôtos
hoion t’ esti kai hên echei dunamin, homologia̢ themenoi horon), so that
we may have it before our minds as something to refer to (eis touto apoblepontes kai anapherontes) while we discuss whether
love is beneficial or injurious (tên
skepsin poiômetha eite ôphelian eite blabên parechei). Well now, it is
plain to everyone that love is some sort of desire (hoti men oun dê epithumia tis ho erôs, hapanti dêlon, 237c8-d4) …
when desire drags us irrationally towards pleasure (epithumias de alogôs helkousês epi hêdonas), and has come to
rule within us (kai arxasês en hêmîn),
the name given to that rule is wantonness (tê̢
archê̢ hubris epônomasthê, 238A1-2) … When irrational desire, pursuing
the enjoyment of beauty, has gained the mastery over judgment that prompts to
right conduct (hê gar aneu logou doxês
epi to orthon hormôsês kratêsasa epithumia pros hêdonên achtheisa kallous),
and has acquired from other desires, akin to it, fresh strength to strain
towards bodily beauty (kai hupo au͒ tôn heautês
sungenôn epithumiôn epi sômatôn kallos errômenôs rôstheisa nikêsasa agôgê̢),
that very strength provides it with its name (ap’ autês tês rômês epônumian labousa): it is the strong
passion called Love (erôs eklêthê,
238b7-c4).’
244 A ff.
refers to Socrates’ second speech, in which he views erôs (love) as mania (madness):
‘False is the tale (Ouk est’ etumos logos)
that when a lover is at hand (hos an
parontos erastou) favour ought rather to be accorded to one who does not
love (tô̢ mê erônti mâllon phê̢ dein
charizesthai), on the ground that the former is mad (dioti dê ho men mainetai), and the latter sound of mind (ho de sôphronei). That would be right
if it were an invariable truth that madness is an evil (ei men gar ên haploun to manian kakon einai, kalôs an elegeto):
but in reality, the greatest blessings come by way of madness (nûn de ta megista tôn agathôn hêmîn
gignetai dia manias), indeed of madness that is heavenly sent (theia̢ mentoi dosei didomenês, 244a3-8)
… We have to prove (hêmîn de
apodeikteon) that this sort of madness is a gift of the gods, fraught with
the highest bliss (hôs ep’ eutuchia̢
tê̢ megistê̢ para theôn hê toiautê mania didotai, 245b7-c1).
***
Phaedrus:
‘What procedures do you mean (Tinôn dê;)?’
– Soc. ‘The first is that in which we bring a dispersed plurality under a
single form, seeing it all together (Eis
mian te idean sunorônta agein ta pollachệ diesparmena); the purpose being
to define so-and-so (hina hekaston
horizomenos), and thus to make plain whatever may be chosen as the topic
for exposition (dêlon poiệ peri hou an
aei didaskein ethelệ). For example, take the definition given just now of
love (hôsper ta nundê peri Erôtos, ho
estin horisthen): whether it was right or wrong (eit’ eu eite kakôs elechthê), at all events it was that which
enabled our discourse to achieve lucidity and consistency (to oun saphes kai to auto hautộ homologoumenon dia tauta eschen eipein
ho logos).’ – Phaedrus: ‘And what is the second procedure you speak of (To d’ heteron dê eidos ti legeis),
Socrates (ô Sôkrates;)?’ – Soc.
‘The reverse of the other, whereby we are enabled to divide into forms,
following the objective articulation (To
palin kat’ eidê dunasthai diatemnein kat’ arthra hệ pephuken); we are not
to attempt to hack off parts (kai mê
epicheirein katagnunai meros mêden) like a clumsy butcher (kakou mageirou tropô̢ chrômenon), but
to take example from our two recent speeches (all’ hôsper arti tô logô). The single general form which they
postulated was irrationality (to men
aphron tês dianoias hen ti koinệ eidos elabetên); next, on the analogy of
a single natural body with its pairs of like-named members (hôsper de sômatos ex henos diplâ kai
homônuma pephuke), right arm or leg, as we say, and left (skaia, ta de dexia klêthenta), they
conceived of madness as a single objective form existing in human beings (houtô kai to tês paranoias hôs hen en
hêmîn pephukos eidos hêgêsamenô tô logô): wherefore the first speech
divided off a part on the left (ho men to
ep’ aristera temnomenos meros), and continued to make divisions (palin touto temnôn), never desisting (ouk epanêken) until it discovered (prin en autois epheurôn) one particular
part bearing the name of “sinister” love
(onomazomenon skaion tina erôta), on
which it very properly poured abuse (eloidorêsen
mal’ en dikê̢). The other speech conducted us to the forms of madness
which lay on the right-hand side (ho d’
eis ta en dexiâ̢ tês manias agagôn hêmas), and upon discovering a type
of love that shared its name with the other but was divine (homônumon men ekeinộ, theion tina erôta epheurôn),
displayed it to our view and extolled it as the source of the greatest goods
that can befall us (kai proteinamenos
epê̢nesen hôs megistôn aition hêmîn agathôn).’ (265c8-266b1, tr.
Hackforth)
***
Hackforth
notes: ‘There are serious difficulties in this paragraph. Socrates speaks as
though the generic concept of madness (to
aphron, paranoia, mania) had been common to his two speeches, and there had
been a formal divisional procedure followed in both of them. Neither of these
things is true. In the first speech Socrates starts by bringing erôs under the genus epithumia but this is superseded by hubris, which is declared to be polumeles kai polueides (238a); it is
then shown that erôs is a species of
hubris, but this is done not by
successive dichotomies, but by an informal discrimination from an indefinite
number of other species, of which only two are named. It is only in the second
speech that Socrates starts with a clear concept of ‘madness’; but here again
there is no scheme of successive divisions, whether dichotomous or other: there
is merely the single use of a fourfold division.’ (Op. cit,, p. 133, n.1)
***
Hackforth’s
remark indicates that as with collection, the kind of division and analysis that
can be found in Socrates’ two speeches in the Phaedrus can be found in any dialogue of Plato. Let us see, for
contrast, how Plato introduces the method of division in the Sophist.
The Stranger
from Elea says to Theaetetus: ‘What now concerns us both is our joint enquiry (koinê̢ de met’ emou soi suskepteon). We
had better, I think, begin by studying the Sophist (archomenô̢ prôton, hôs emoi phainetai, nûn apo tou sophistou) and
try to bring his nature to light in a clear formula (zêtounti kai emphanizonti logô̢ ti pot’ esti). At present, you
see, all that you and I possess in common is the name (nun gar dê su te k’agô toutou peri t’ounoma monon echomen koinê̢).
The thing to which each of us gives that name we may perhaps have privately
before our minds (to de ergon eph’ hô̢
kaloumen hekateros tach’ an idia̢ par’ hêmîn autois echoimen); but it is
always desirable to have reached an agreement about the thing itself by means
of explicit statements, rather than be content to use the same word without
formulating what it means (dei de aei
pantos peri to prâgma auto mâllon dia logôn ê t’ounoma monon
sunômologêsthai aneu logou). It is not so easy to comprehend this group
we intend to examine or to say what it means to be a sophist (to de phûlon ho nun epinooumen zêtein ou
pantôn râ̢ston sullabein ti pot’ estin, ho sophistês). However, when
some great task is to be properly carried through (hosa d’ au͒ tôn megalôn dei diaponeisthai kalôs), everyone has
long since found it a good rule (peri
tôn toioutôn dedoktai pâsin kai palai) to take something comparatively
small and easy and practice on that, before attempting the big thing itself (to proteron en smikrois kai ra̢osin auta
deîn meletân, prin en autoîs toîs megistois). That is the course I
recommend to us now, Theaetetus (nûn
ou͒n, ô Theaitête, egôge kai nô̢n houtô sumbouleuô). Judging the
Sophist to be a very troublesome sort of creature to hunt down (chalepon kai dusthêreuton hêgêsamenois
einai to tou sophistou genos), let us first practise the method of tracking
him on some easier quarry (proteron en
allô̢ ra̢oni tên methodon autou promeletân). (218b6-d5)
Translation
is F. M. Cornford’s, who goes on to say: ‘The Stranger now proceeds to
illustrate by a trivial example the method to be used in defining the Sophist …
Although the classification of the Angler is the first long and formal Division
in Plato, no preliminary account of the method is given and no rules are laid
down. The only earlier description of the method (Phaedrus 265 D) tells us that a Division should be preceded by a
Collection (sunagôgê) or survey of
the ‘widely scattered’ terms (species) which are to be brought under a single
(generic) Form … Here, however, there is no systematic Collection.’ (Plato’s Theory of Knowledge, London,
Routledge & Kegan Paul Ltd, 1935, third impression 1949, pp. 170-171)
Later on in
the Sophist Plato speaks of dialectic
as a science that points out which Kinds (genê)
can mix (summeignusthai) and which
can’t mix with which (253b8-c3). The greatest of these Kinds are (megista tôn genôn) Being (to on, Cornford’s ‘Existence’), Rest (stasis) and Motion (kinêsis) – Being mixes (meikton,
254d10) or unites (kekoinôkenai,
254c1) with both (amphoin, 254d10),
Motion and Rest can’t mix with each other (ameiktô
pros allêlô, 254d7-8) – to which must be added Sameness (t’auton) and Difference (thateron), for these are different from
each other and from each of the preceding three Kinds, yet each of these two
mixes with each of the preceding three (254d-255e). These five greatest Kinds
are found and determined neither by Collection nor by Division, but by discerning
and observing them within the context of discussion and comparing each with
each. Here dia-lectic means the
science that pursues its investigations ‘through-speaking’.
The Stranger
says that dialectic ‘is needed as a guide on the voyage of discourse (met epistêmês tinos [i.e. tês dialektikês] anankaion dia tôn logôn poreuesthai), if one is to succeed in
pointing out (ton orthôs mellonta
deixein) which Kinds are consonant (poia
poiois sumphônei tôn genôn), and which are incompatible with one another
(kai poia allêla ou dechetai); also
(kai dê kai), whether there are
certain Kinds that pervade them all and connect them (dia pantôn ei sunechont’ att’ aut’ estin) so that they can blend (hôste summeignusthai dunata einai), and
again (kai palin), where there are
divisions (separations) (en tais
diairesesin), whether there are certain others that traverse wholes and are
responsible for the division (ei di’
holôn hetera tês diaireseôs aitia), 253b89-c3).’ He asks: ‘Dividing
according to Kinds (Ta kata genê
diaireisthai), not taking the same Form for a different one (kai mête t’auton eidos heteron
hêgêsasthai) or a different one for the same (mête heteron on t’auton) – is not that the business of the science
of Dialectic (môn ou tês dialektikês
phêsomen epistêmês einai;)?’ – Theaetetus: ‘Yes (Nai, phêsomen).’ – Stranger: ‘And the man who can do that (Oukoun ho ge touto dunatos drân) discerns
clearly one Form everywhere extended throughout many, where each one
lies apart (mian idean dia pollôn, henos
hekastou keimenou chôris, pante̢ diatetamenên hikanôs diaisthanetai),
and many Forms, different from one another (kai pollas heteras allêlôn), embraced from without by one Form (hupo mias exôthen periechomenas); and
again one Form connected in a unity through many wholes (kai mian au͒ di’ holôn pollôn en heni
sunêmmenên), and many Forms, entirely marked off apart (kai pollas chôris pantê̢ diôrismenas).
That means (touto d’ estin) knowing
how to distinguish, Kind by Kind, in what ways the several Kinds can or can not
combine (hê̢ te koinônein hekasta
dunatai kai hopê̢ mê, diakrinein kata genos epistasthai).’ – Th. ‘Most
certainly (Pantapasi men oun).’ –
Str. ‘And the only person, I imagine, to whom you would allow this mastery of
Dialectic (Alla mên to ge dialektikon
ouk allô̢ dôseis, hôs ego̢͒mai) is the pure and rightful lover of wisdom
(plên tô̢ katharôs te kai dikaiôs
philosophounti).’ – Th. ‘To whom else could it be allowed (Pôs gar an allô̢ doiê tis;)?’
(253c1-e6, tr. Cornford)
Cornford
remarks: ‘The expert in Dialectic will guide and control the course of
philosophic discussion by his knowledge of how to ‘divide by Kinds’, not
confusing one Form with another. He will discern clearly the hierarchy of Forms
which constitutes reality and make out its articulate structure, with which the
texture of philosophic discourse must correspond, if it is to express truth.
The method is that method of Collection and Division which was announced in the
Phaedrus and has been illustrated in
the Sophist.’ (pp. 263-4)
This claim, that
Dialectic here conceived by Plato is the method ‘of Collection and Division
which was announced in the Phaedrus
and has been illustrated in the Sophist’
chimes oddly with Cornford’s earlier observation that ‘here, however, there is
no systematic Collection’. I cannot find a single example, a single passage in
the Sophist that could be viewed in
terms of the Phaedran Collection, ‘in which we bring a dispersed plurality
under a single form, seeing it all together’ (Eis mian te idean sunorônta agein ta pollachệ diesparmena, Phdr. 265d3-4). Cornford just pays the
lip service to – or is mesmerized by – the generally accepted late dating of
the Phaedrus, that’s all. The
Phaedran Collection cannot be found in the Sophist
just as it cannot be found in ‘Socrates’ two speeches in the Phaedrus itself. These speeches are
Plato’s, and the method of Collection was Socrates’ method, which he used in
his philosophic discussions, aiming at definitions of moral terms. It comes to
the view in the Parmenides where
Parmenides makes a conjecture concerning the theory of Forms of the young
Socrates: ‘I think (Oimai) that you were
led to think that there is one idea for each kind by the following (se ek tou toioude hen hekaston eidos
oiesthai einai): When you see a number of objects, each of which appears to
you to be large (hotan poll’ atta megala
soi doxê̢ einai), presumably there seems to you to be one and the same
Form (mia tis isôs dokei idea hê autê
einai) as you look at them all (epi
panta idonti); hence (hothen) you
conceive of the large as one (hen to mega
hêgê̢ einai, Parm. 132a1-4).’
Since on this very basis Parmenides raised his main objections against
Socrates’ theory – ‘And what about the large itself (Ti d’ auto to mega) and the other large things (kai ta͒lla ta megala), when in the same
way you look on them all with your soul (ean
hôsautôs tê̢ psuchê̢ epi panta idê̢s), won’t there again appear
another large (ouchi hen ti au͒ mega
phaneîtai), by which all these will appear large (hô̢ taûta panta megala estai; 132a10-b1)?’, and thus ad infinitum
– Socrates could never subscribe to the theory of Forms as ontologically valid,
yet since Parmenides warned him that the man, who would reject the Forms
because of such objections, would thus destroy the very power of discourse (houtôs tên tou dialegesthai dunamin
pantapasi diaphtherei, 135c1-2), Socrates only too willingly – ‘of this you
seem to me to be only too well aware (tou
toioutou men oun moi dokeis kai mâllon ê̢sthêsthai, 135c2-3’, Parmenides
remarks – adhered to the Forms as
guide-lights in his philosophic discussions.
***
It appears
that Socrates’ interlocutors did not find it difficult to perceive and to point
to ‘a dispersed plurality’ (ta pollachệ
diesparmena, Phdr. 265d3-4); what
they found difficult was to collect them in one Form. Let me give as an example
Socrates’ discussion with Meno, on virtue. Sokrates: ‘What you say virtue is (ti phê̢s aretên einai;)?’ – Meno:
‘There will be no difficulty (All’ ou
chalepon), Socrates (o͒ Sôkratês),
in answering your question (eipein).
Let us take first the virtue of man (prôton
men, ei boulei andros aretên, ra̢dion, hoti hautê estin andros aretê) –
he should know how to administer the state (hikanon
ei͒nai ta tês poleôs prattein), and in the administration of it (kai prattonta) to benefit his friends (tous philous eu poiein) and harm his
enemies (tous d’ echthrous kakôs);
and he must also be careful (kai auton
eulabeisthai) not to suffer harm himself (mêden toiouton pathein). A woman’s virtue, if you wish to know
about that (ei de boulei gunaikos aretên),
may also be easily described (ou chalepon
dielthein): her duty is to order her house (hoti dei autên tên oikian eu͒ oikeîn), and keep what is indoors
(sô̢zousan te ta endon), and obey
her husband (kai katêkoon ou͒san tou andros).
Every age, every condition of life, young or old, male or female, bond or free,
has a different virtue: there are virtues numberless, and no lack of
definitions of them; for virtue is relative to actions and ages of each of us
in all that we do (kai allê estin paidos
aretê, kai thêleias kai arrenos, kai presbuterou andros, ei men boulei,
eleutherou, ei de boulei, doulou. kai allai pampollai aretai eisin, hôste ouk
aporia eipein aretês peri hoti estinˑ kath’ hekastên gar tôn praxeôn kai
tôn hêlikiôn pros hekaston ergon hekastô̢ hêmôn hê aretê estin).
And the same may be said of vice, Socrates (hôsautôs
de oi͒mai, o͒ Sôkrates, kai hê kakia).’ – Soc. ‘How fortunate I am (Pollê̢ ge tini eutuchia̢ eoika kechrêsthai),
Meno (o͒ Menôn)! When I ask you for
one virtue (ei mian zêtôn aretên),
you present me with a swarm of them, which are in your keeping (smênos ti anêurêka aretôn para soi
keimenon). Suppose that I carry on the figure of the swarm (atar, o͒ Menôn, kata tautên tên eikona
tên peri ta smênê), and ask you (ei
mou eromenou), What is the nature of the bee (melittês peri ousias hoti pot’ estin)? And you answer that there
are many kinds of bees (pollas kai
pantodapas eleges autas ei͒nai), and I reply (ti an apekrinô moi, ei se êromên): But do bees differ as bees,
because there are many and different kinds of them (Ara toutô̢ phê̢s pollas kai pantodapas ei͒nai kai diapherousas
allêlôn, tô̢ melittas ei͒nai;); or are they not rather to be
distinguished by some other quality, as for example beauty, size, or shape (ê toutô̢ men ouden diapherousin, allô̢ de
tô̢, hoion ê kallei ê megethei ê allô̢ tô̢ tôn toioutôn;)? How
would you answer me (eipe, ti an
apekrinô houtôs erôtêtheis;)?’ – Men. ‘I should answer that bees do not
differ from one another, as bees (Toût’
egôge, hoti ouden diapherousin, hê̢ melittai eisin, hê hetera tês heteras).’
– Soc. ‘And if I went on to say (Ei oun
ei͒pon meta taûta): That is what I desire to know (Toûto toinun moi auto eipe), Meno (o͒ Menôn); tell me what is the quality in which they do not
differ, but are all alike (hô̢ ouden
diapherousin alla t’auton eisin hapasai, ti touto phê̢s ei͒nai;); – would
you be able to answer (ei͒ches dêpou an
ti moi eipeîn;)?’ – Men. ‘I should (Egôge).’
– Soc. ‘And so of the virtues (Houtô dê
kai peri tôn aretôn), however many and different they may be (k’an ei pollai kai pantodapai eisin),
they have all a common nature (hen ge ti
ei͒dos t’auton hapasai echousin) which makes them virtues (di’ ho eisin aretai); and on this he who
would answer the question, “What is virtue?” would do well to have his eye
fixed (eis ho kalôs pou echei
apoblepsanta ton apokrinomenon tô̢ erôtêsanti ekeîno dêlôsai, ho
tunchanei ou͒sa aretê).’ (71d5-72d1, tr. Jowett)
Let me
repeat the formulation of Collection, the first of the two procedures of
dialectic, as it stands in the Phaedrus:
‘The first is that in which we bring a dispersed plurality under a single form,
seeing it all together (Eis mian te idean
sunorônta agein ta pollachệ diesparmena); the purpose being to define
so-and-so (hina hekaston horizomenos),
and thus to make plain whatever may be chosen as the topic for exposition (dêlon poiệ peri hou an aei didaskein ethelệ).’
In the Meno we find this procedure brought
into action. But as has been seen, Socrates’ two speeches on love in the Phaedrus, to which Plato in the dialogue
points as examples in which this procedure has been put into action, do not
work as such; they are Plato’s, and I have reasons to believe that Plato
himself never used this method in his own philosophizing; he displayed it in
his dialogues where he gave voice to Socrates, whose philosophizing was based
on it.
***
What are my
reasons for maintaining that Plato himself never used this method in his own
philosophizing? Plato conceived the Forms very differently from the way in
which Socrates conceived them. He did not perceive ‘the numerously dispersed
things’ (ta pollachệ diesparmena),
observing that these and these things had this and this characteristic in
common, the Form they all shared. Aristotle informs us that Plato in his youth
was a Heraclitean, believing ‘that all sensible things (hôs hapantôn tôn aisthêtôn) are ever in a state of flux (aei reontôn) and there is no knowledge
about them (kai epistêmês peri autôn
ouk ousês, Aristotle, Metaphysics
987a34-5, tr. W. D. Ross)’. With this Heraclitean view about the world of our
senses he encountered Socrates who fixed his thought (epistêsantos tên dianoian ‘brought his mind to rest’) on
definitions of moral terms, and he realised ‘that this was happening in
relation to different entities (hôs peri
heterôn touto gignomenon) and not in relation to things of our senses (kai ou tôn aisthêtôn, 987b5-6)’, and
so ‘he called this kind of entities Forms (ta
men toiauta tôn ontôn ideas prosêgoreuse), and he viewed all sensible
things as expressed and named apart from these and after these by virtue of their
relation to these (ta d’ aisthêta para
taûta kai kata taûta legesthai panta, 987b7-9).’ Plato saw the Forms, and
the world of our senses he saw as related to them.
With this in
view, let us return to Plato’s assertion that dialectic ‘is needed as a guide
on the voyage of discourse (met
epistêmês tinos [i.e. tês
dialektikês] anankaion dia tôn
logôn poreuesthai, 253b9-10)’: Armed with the view of the Forms, Plato embarked
on his voyage through discourse.
***
Let me end
by observing that the Phaedrus
entitles us to presume that initially Plato saw the Forms only intermittently,
on occasions of philosophic contemplation. His philosopher-lover’s memory is
brought to the sight of the Form of Beauty when struck by the earthly beauty of
his beloved, but the moment he loses his beloved from his sight, his memory
loses the sight of the Form of Beauty Phdr.
253c7-255a1). Even the best of the human souls, prior to its ‘loss of wings’
and its incarnation, is capable of seeing the Forms only with difficulty: ‘being
confounded by her steeds she has much ado to discern the things that are (thoruboumenê hupo tôn hippôn kai mogis
kathorôsa ta onta, 248a4-5, tr. Hackforth)’. In the Republic it is the steady, perfect vision of the Forms, which
enables the philosopher to frame laws about beauty, goodness, and justice, and
entitles him to be the ruler in the State.
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