Socrates
says in the Phaedrus that in his two
speeches on love ‘two forms’ (eidê)
were involved, and ‘that it would be very agreeable if we could seize their significance
in a scientific fashion’ (ei autoin tên
dunamin technê̢ labein dunaito tis, ouk achari, 265c9-d1; translations
from the Phaedrus in this entry are
R. Hackforth’s, unless stated otherwise):
1. ‘The
first is that in which we bring the dispersed plurality under a single form,
seeing it all together (Eis mian te idean
sunorônta agein ta pollachê̢ diesparmena): the purpose being to define
so-and-so (hina hekaston horizomenos),
and thus to make plain (dêlon poiê̢) whatever may be chosen as
the topic for exposition (peri hou an hekastote didaskein ethelê̢).
For example, take the definition given just now of love (hôsper ta nundê peri Erôtos), about what it is when defined (ho estin horisthen): whether it was
right or wrong (eit’ eu eite kakôs
elechthê), at all events it was that which enabled our discourse to
achieve lucidity and consistency (to
g’oun saphes kai to auto hautô̢ homologoumenon dia tauta eschen eipein ho
logos, 265d3-7).’
2. ‘Being
able to cut it up again, form by form (To
palin kat’eidê dunasthai diatemnein), according to its natural joints (kath’ arthra hê̢ pephuken), and not try
to break any part into pieces (kai mê
epicheirein katagnunai meros mêden), like an inexpert butcher (kakou mageirou tropô̢ chrômenon, tr.
of this sentence C. J. Rowe); but to take example from our two recent speeches
(all’ hôsper arti tô logô). The
single general form which they postulated was irrationality (to men aphron tês dianoias hen ti koinê̢
eidos elabetên); next, on the analogy of a single natural body (hôsper de sômatos ex henos) with its
pairs of like-named members (dipla kai
homônuma pephuke), right arm or leg, as we say, and left (skaia, ta de dexia klêthenta), they
conceived of madness as a single objective form existing in human beings (houtô kai to tês paranoias hôs hen en
hêmin pephukos eidos hêgêsamenô tô logô): wherefore the first speech
divided off a part on the left (ho men to
ep’ aristera temnomenos meros), and continued to make divisions (palin touto temnôn), never desisting (ouk epanêken) until it discovered one
particular part bearing the name of “sinister” love (prin en autois epheurôn onomazomenon skaion tina erôta), on which
it very properly poured abuse (eloidorêsen
mal’ en dikê̢). The other speech conducted us to the forms of madness
which lay on the right-hand side (ho d’
eis ta en dexia̢ tês manias agagôn hêmas), and upon discovering a type
of love that shared its name with the other but was divine (homônumon men ekeinô̢, theion d’ au tina
erôta epheurôn), displayed it
to our view (kai proteinamenos) and
extolled it (epê̢nesen) as the
source of the greatest goods that can befall us (hôs megistôn aition hêmin agathôn) (265e1-266b1).
Hackforth
remarks: ‘There are serious difficulties in this paragraph. Socrates speaks as
though the generic concept of madness (to aphron,
paranoia, mania) had been common to his two speeches, and there had been a
formal divisional procedure followed in both of them. Neither of these things
is true. In the first speech Socrates starts by bringing erôs [‘love’] under the genus epithumia
[‘desire’, 237d3] but this is superceded by hubris
[‘wantonness’, 238a2], which is declared to be polumeles kai polueides [‘it has many branches and forms’, 238a3];
it is then shown that erôs [‘love’]
is a species of hubris
[‘wantonness’], but this is done not by successive dichotomies, but by an
informal discrimination from an indefinite number of other species, of which
only two are named [gastrimargia
‘gluttony’, 238b1, and hubris … peri methas turanneusasa ‘wantonness …
dominating in the matter of drinking’, 238b2]. It is only in the second speech
that Socrates starts with a clear concept of “madness”; but here again there is
no scheme of successive divisions, whether dichotomous or other: there is
merely the single step of fourfold division.
It must
therefore be admitted that Socrates’ account of the dialectical procedure
followed in his speeches is far from exact. Nevertheless it may be said to be
substantially true: for it is true to the spirit and implication of what has
happened: it describes how the two speeches might naturally be schematized when
taken together as part of a design which has gradually unfolded itself. A writer
with more concern for exact statement than Plato had, would have made Socrates
say something to the following effect: “I can illustrate these two procedures,
Collection and Division, by reference to my two speeches; if you think of them
together, you will agree that I was in fact, though not explicitly, operating
with a generic concept, mania
[‘madness’], under which I contrived to subsume two sorts of erôs [‘love’]: though I grant you that
my actual procedure was very informal, and in particular that I tended to leap
from genus to infima species [‘the
lowest species’], without any clear indication of intermediate species.”
It should
further be remembered that the word mania
[‘madness’] did occur in Socrates’s first speech, although more or less casually:
the lover whose passion was spent was described as metabalôn allon archonta en hautô̢ kai prostatên [‘having
changed in himself and adopted a different ruler and master’], noun [‘sense’] kai sôphrosunên [‘and
sanity’] ant’ erôtos kai manias [‘in
place of love and madness’] (241A2-4). Moreover, when introducing his palinode
Socrates had said ouk est’ etumos logos [‘Fals
is the tale’] hos an parontos erastou
tô̢ mê erônti mallon phê̢ dein charizesthai [‘that when a lover is at
hand favour ought rather to be accorded to one who does not love’], dioti [‘on the ground’] ho men mainetai [‘that the former is
mad’], ho de sôphronei [‘and the
latter sound of mind’] (244A3-5). These passages, taken in conjunction with our
present passage, will justify a belief that the conception of mania [‘madness’] as the genus of erôs [‘love’] was present in Plato’s
mind from the outset of the dialogue.’ (R. Hackforth, Plato’s Phaedrus, Cambridge at the University Press, 1972, p. 133.)
Hackforth’s
insight that the two procedures, Collection and Division, were ‘present in
Plato’s mind from the outset of the dialogue’ gets the importance it deserves
if we consider it within the framework of our viewing the Phaedrus as Plato’s first dialogue. For if we subject any dialogue
of Plato to analysis similar to the one to which Hackforth subjected Socrates’
two speeches in the Phaedrus, we
shall find that ‘the two procedures’ underlie every dialogue of Plato.
Particularly instructive is the Gorgias,
in which Socrates opposed rhetoric to dialectic.
In the Gorgias, Polus, a teacher of rhetoric,
asks Socrates ‘What do you think rhetoric is (ti soi dokei hê rêtorikê einai; 462b10)?’ Socrates answers that
rhetoric is ‘a knack’ (empeiria, 462c3).
Polus asks: ‘A knack of what (Tinos
empeiria;)?’ Socrates answers: ‘Of the production of a certain
gratification and pleasure (Charitos
tinos kai hêdonês apergasias).’ – Polus: ‘Then don’t you think rhetoric
is a fine thing (Oukoun kalon soi dokei
hê rêtorikê einai), the ability to gratify people (charizesthai hoion te einai anthrôpous;)?’ – Socrates: ‘What’s
that (Ti de;), Polus (ô Pôle;)? Have you already found out
from me (êdê pepusai par’ emou) what
I say it is (hoti phêmi autên einai),
so that you ask the next question (hôste
to meta touto erôta̢s), if I don’t think it’s fine (ei ou kalê moi dokei einai;)? (462c6-d2, the translation of the
passages from the Gorgias in this
post is by T. Irwin.)
As can be
seen, the definition of rhetoric is in Socrates’ mind at the outset of the
discussion – he had time to accomplish the preliminary ‘Collection’ in his
encounters with sophists and rhetoricians – and it is instructive to see how he
compels Polus to participate in a dialectic enquiry.
Polus:
‘Haven’t I found out that you say it’s a certain knack (Ou gar pepusmai hoti empeirian tina autên phê̢s einai;)?’ – S.:
‘Well then, since you admire gratification, would you like to gratify me a
small thing (Boulei oun, epeidê tima̢s
to charizesthai, smikron ti moi charisasthai;)? … Ask me now (Erou nun me) what craft I think cookery
is (opsopoia hêtis moi dokei technê
einai).’ – P.: ‘What craft is cookery (tis
technê opsopoia;)?’ – S.: ‘No craft (Oudemia),
Polus (ô Pôle).’ – P.: ‘Then what (Alla ti;)? Tell me (phathi).’ – S.: ‘I tell you (Phêmi
dê) it’s a certain knack (empeiria
tis).’ – P.: ‘What knack (Tis;)?’
– S.: ‘A knack of producing pleasure and gratification (charitos kai hêdonês apergasias).’ – P.: ‘Then is cookery the
same as rhetoric (T’auton ara estin
opsopoia kai rêtorikê;)?’ – S.: ‘No, not at all (Oudamôs ge); but it’s a part of the same practice (Alla tês autês men epitêdeuseôs morion).’
– P.: ‘What practice is this you’re speaking of (Tinos legeis tautês;)?’ (462d3-e5) Socrates hesitates ‘for fear
Gorgias may think I’m ridiculing his own practice’ (mê oiêtai me diakômô̢dein to heautou epitêdeuma, 462e7-8).
When Gorgias
insists, Socrates answers: ‘I think it is a practice (Dokei toinun moi einai ti epitêdeuma), not of a craftsman (technikon men ou), but of a guessing (psuchês de stochastikês), brave soul (kai andreias), naturally clever at
approaching people (kai phusei deinês
prosomilein anthrôpois); and I call the
sum of it flattery (kalô de autou
egô to kephalaion kolakeian).’
(463a6-b1)
Irwin’s ‘the
sum of it’ does not adequately express to
kephalaion, for which it stands. Kephalê
means ‘head’, to kephalaion ‘summum genus’; Socrates’ to kephalaion corresponds to the concept
that we get as a result of ‘Collection’, the first dialectic procedure, which
Plato expressed in the Phaedrus as
‘that in which we bring the dispersed plurality under a single form (eis mian idean), seeing it all together:
the purpose being to define so-and-so, and thus to make plain whatever may be
chosen as the topic for exposition (265d3-5).’
In the Gorgias the corresponding procedure, the
‘Division’, follows, as Socrates goes on: ‘I think this practice has many other
parts too (tautês moi dokei tês
epitêdeuseôs polla men kai alla moria einai), and cookery is also one of
them (hen de kai hê opsopoiikê); it
seems to be a craft (ho dokei men einai
technê), but on my account (hôs de
ho emos logos) it isn’t a craft (ouk
estin technê), but a knack (all’
empeiria) and procedure (kai tribê, literally ‘rubbing’; in this
case: ‘getting experienced by rubbing elbows with many people, in crowds, meetings
and assemblies’). I call rhetoric a part of this too (tautês morion kai tên rêtorikên egô kalô), and also cosmetics
(kai tên ge kommôtikên) and
sophistry (kai tên sophistikên) –
these four parts (tettara tauta moria)
set over four things (epi tettarsin
pragmasin). And so if Polus wants to find out (ei oun bouletai Pôlus punthanesthai), he should find out (punthanesthô); for he hasn’t yet found
out (ou gar pô pepustai) what sort
of part of flattery I say rhetoric is (hopoion
phêmi egô tês kolakeias morion einai tên rêtorikên).’ (463b1-c2)
Socrates
explains what he thinks rhetoric is in a discussion with Gorgias; his
explanation can be seen as a model application of ‘Collection’ and ‘Division’,
the two dialectic procedures introduced in the Phaedrus. The explanation is preceded by a brief preliminary discussion.
Socrates: ‘I’ll
try to explain (egô peirasomai phrasai)
what I think rhetoric is (ho ge moi
phainetai einai hê rêtorikê) … You call something body (sôma pou kaleis su) and soul (kai psuchên;)?’ – Gorgias: ‘Of course (Pôs gar ou;).’ – S.: ‘And don’t you
also think there is a good condition of each of them (Oukoun kai toutôn oiei tina einai hekaterou euexian;)?’ – G.: ‘Of
course (Egôge).’- S.: ‘Well then (Ti de;), is there also an apparent good
condition (dokousan men euexian) which
isn’t one (ousan d’ ou;)? For
instance, I’m talking about this sort of thing (hoion toionde legô): – Many people appear to have their bodies in
good condition (polloi dokousin eu echein
ta sômata), and no one would easily notice (hous ouk an ra̢diôs aisthoito tis) that they are not (hoti ouk eu echousin), except a doctor (all’ ê iatros te) or a gymnastic
trainer (kai tôn gumnastikôn tis).’
– G. ‘You are right (Alêthê legeis).’
– S.: ‘I say there is this sort of thing both for the body (To toiouton legô kai en sômati einai)
and for the soul (kai en psuchê̢).
It makes the body or the soul appear to be in good condition (ho poiei men dokein eu echein to sôma kai
tên psuchên), but it’s still in no better condition (echei de ouden mallon).’ – G.: ‘That’s right (Esti tauta).’ (463e5-b1)
Since
Gorgias had accepted all these preliminary points, Socrates can explain: ‘Come
then, I’ll try to display more clearly to you what I’m saying, if I can (Phere dê soi, ean dunômai, saphesteron
epideixô ho legô). For these two things (duoin ontoin toin pragmatoin) I say there are two crafts (duo legô technas); the one set over the
soul (tên men epi tê̢ psuchê̢) I
call the political craft (politikên
kalô); I can’t off-hand find a single name for the single craft set over
the body (tên de epi sômati mian men
houtôs onomasai ouk echô soi), but still body-care is one craft (mias de ousês tês tou sômatos therapeias),
and I say there are two parts of it (duo
moria legô), the gymnastic (tên men
gumnastikên) and the medical crafts (tên
de iatrikên). The part of politics corresponding to gymnastics is
legislation (tês de politikês anti men
tês gumnastikês tên nomothetikên), and the part corresponding to
medicine (antistrophon de tê̢ iatrikê̢)
is justice (tên dikaiosunên) … Here
are four crafts (tettarôn dê toutôn
ousôn), taking care of either body or soul, aiming at the best (kai aei pros to beltiston therapeuousôn
tôn men to sôma, tôn de tên psuchên). Flattery noticed them (hê kolakeutikê aisthomenê) – I don’t
say it knew (ou gnousa legô), but it
guessed (alla stochasamenê) – and
divided itself into four (tetrarcha
heautên dianeimasa) impersonating each of these parts (hupodusa hupo hekaston tôn moriôn),
and pretends to be (prospoieitai einai
touto) what it impersonates (hoper hupedu);
it does not care a bit for the best (kai
tou men beltistou ouden phrontizei), but lures and deceives foolishness
with what is pleasantest at the moment (tô̢
de aei hêdistô̢ thêreuetai tên anoian kai exapata̢), making itself seem
(hôste dokei) to be worth most (pleistou axia einai). Cookery
impersonates medicine, then (hupo men oun
tên iatrikên hê opsopoiikê hupodeduken), and pretends (kai prospoieitai) to know the best foods
for the body (ta beltista sitia tô̢
sômati eidenai).’ (464b2-d5)
Tutning to
Polus, Socrates goes on to say: ‘Well then, I call it flattery (kolakeian men oun auto kalô) … And I
say it is not a craft (technên de autên
ou phêmi einai), but a knack (all’
empeirian), because it has no rational account (hoti ouk echei logon oudena) by which it applies (hô̢ prospherei) the things it applies (ha prospherei), to say what they are by
nature (hopoi’ atta tên phusin estin),
so that it cannot say what is the explanation of each thing (hôste tên aitian hekastou mê echein eipein);
and I don’t call anything a craft (egô
de technên ou kalô) which is unreasoning (ho an ê̢ alogon pragma) … and cosmetics is disguised as gymnastics
in the same way (tê̢ de gumnastikê̢
kata ton auton tropon touton hê kommôtikê [hupokeitai]) … as cosmetics (ho kommôtikê) is to gymnastics (pros
gumnastikên), so is sophistry (touto
sophistikê) to legislation (pros
nomothetikên), and as cookery (kai
hoti ho opsopoiikê) is to medicine (pros
iatrikên), so is rhetoric (touto
rêtorikê) to justice (pros
dikaiosunên) … What I say rhetoric is, then (ho men oun egô phêmi tên rêtorikên einai) – you’ve heard it (akêkoas). It corresponds to cookery,
doing in the soul what cookery does in the body (antistrophon opsopoias en psuchê̢, hôs ekeino en sômati).’
(464e2-465e1)
***
As I have
argued, if the Phaedrus was written
as Plato’s first dialogue, as the ancient biographic tradition suggests, it
must have been written prior to the Charmides.
The Charmides must have been written
in the early days of the Thirty, that is in 404, and Phaedrus in the latter days of the Athenian democracy, in 405. This
means that Plato wrote the Phaedrus
in the days when his desire to become engaged in politics was most ardent, as
we can learn from his Seventh Letter
(324b8-325a5). Doing politics in Athens without applying oneself to rhetoric
was unthinkable. Plato’s attempt to conceive rhetoric as technê‘ in the Phaedrus
– that is as ‘craft’ (Irwin), as ‘science’ (Rowe), as ‘art’ (Hackforth) – gives
us an insight into his thoughts and hopes of that time.
Plato’s rejection of rhetoric in the Gorgias indicates that it must have been written at the time when
Plato realised that there was no place for him in the politics of Athens. The
date of its provenance can be only conjectured on the basis of the Seventh Letter, for there is no
reference in the Seventh Letter to the
period in which Plato had given up on his desire to become engaged in politics of
his native city. For in it Plato proceeds from the days in which he vacillated
between despair and hope concerning his engagement in the Athenian politics straight
into the days when he conceived the state in which the philosophers become
rulers, to which he devoted the Republic
(see Seventh Letter 325b5-326b4). The
Gorgias nevertheless clearly
indicates that there must have been such a period – the days in which the Gorgias was written – for the way in
which Socrates discusses rhetoric in this dialogue clearly indicates that he
had given up on any hope of becoming engaged in the politics of Athens, yet
there is no inkling in it of his realization that ‘the classes of mankind will
have no cessation from evils (kakôn oun
ou lêxein ta anthrôpina genê) until either the class of those who are
right and true philosophers attains political supremacy (prin an ê to tôn philosophountôn orthôs ge kai alêthôs genos eis
archas elthê̢ tas politikas), or else the class of those who hold power in
the State (ê to tôn dunasteuontôn en
tais polesin) becomes, by some dispensation of Heaven, really philosophic (ek tinos moiras theias ontôs
philosophêsê̢, Seventh Letter
326a7-b4, tr. R. G. Bury).’
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